STATUTORY INFORMATION

Spark PWM Private Limited

(Formerly known as Spark Family Office and Investment Advisors (India) Private Limited)

AMFI Registered Mutual Fund Distributor


CIN: U93000TN2012PTC086696


SEBI Broking Registration No.: INZ000285135 (Stock Broker with National Stock Exchange of India Limited and BSE Limited)

Depository Participant Registration Number: IN-DP-757-2023

SEBI Portfolio Managers Registration No.: INP200007274

SEBI Research Analyst Registration No.: INH200008954

AMFI Registered Mutual Fund Distributor.: ARN86685

Spark Venture Trust (AIF Category I) Registration no.- IN/AIF1/22-23/1212 (The Company is the investment manager to the AIF)


Principal Officer: Mr. Sandeep Jain

Email Address: sandeep.j@sparkcapital.in


Compliance Officer: Mr. Harsh Shah

Email Address: pwm.compliance@sparkcapital.in


Registered Office: No. 1, 3rd Floor, First Crescent Park Road,

Gandhi Nagar, Adyar,

Chennai 600020

Tel: +91 44 6925 0000


Correspondence Address: Solitaire Corporate Park, Building No 12,

Unit No. 1252, 5th Floor, Andheri - Kurla Rd, Chakala, Andheri East,

Mumbai, Maharashtra 400093

Tel: +91 22 62916700



For any queries email us at: info@sparkcapital.in


DIRECT ON-BOARDING OF CLIENTS: The Company provides the facility for direct on-boarding of clients .i.e. on-boarding of clients without intermediation of distributors. In case of direct on-boarding, no charges except statutory charges shall be levied on clients. To know more, please contact us.’


For any Investor Grievance please contact – grievances@sparkcapital.in


For lodging grievances online with SEBI, visit: https://scores.sebi.gov.in

Filing complaints on SCORES – Easy & Quick

a. Register on SCORES portal

b. Mandatory details for filing complaints on SCORES - Name, PAN, Address, Mobile Number, Email ID

c. Benefits - Effective communication & Speedy redressal of the grievances


To lodge a complaint on SMART ODR PORTAL visit- https://smartodr.in/login

Downloads

Advisory for investors

Inactive Account Policy

Investor Complaints Data

Investor Charter

INVESTOR CHARTER - SVT

Disclosure Document

Investor Education & Support Portal

ACTIVE CLIENT BANK ACCOUNTS

Register A Complaint

MF Commission disclosure

PMS Commission Disclosure

Procedure of Account Opening

KMP details

Registration details

ESCALATION MATRIX

KYC - INDIVIDUAL

KYC - INDIVIDUAL (ONLY DP)

KYC - NON INDIVIDUAL

KYC - NON INDIVIDUAL (ONLY DP)

Client Registration form in Vernacular Languages

https://www.nseindia.com/trade/members-client-registration-documents



Important Regulatory Circulars

SEBI – DIS – Issue Due Diligence and Off market Processing

ADVISORY ON IMPERSONATION BY STOCK EXCHANGES