Regulatory Information

STATUTORY INFORMATION

Spark PWM Private Limited

(Formerly known as Spark Family Office and Investment Advisors (India) Private Limited)

AMFI Registered Mutual Fund Distributor

CIN: U93000TN2012PTC086696

SEBI Broking Registration No.: INZ000285135 (Stock Broker with National Stock Exchange of India Limited and BSE Limited)

Depository Participant Registration Number: IN-DP-757-2023

SEBI Portfolio Managers Registration No.: INP200007274

SEBI Research Analyst Registration No.: INH200008954

AMFI Registered Mutual Fund Distributor.: ARN86685

Spark Venture Trust (AIF Category I) Registration no.- IN/AIF1/22-23/1212 (The Company is the investment manager to the AIF)

Principal Officer (PMS): Mr. Rahul Jain

Email Address: rahul.j@sparkcapital.in

Compliance Officer (PMS): Mr. Anupam Mohaney

Email Address: pwm.compliance@sparkcapital.in

Principal Officer (Research Analyst): Mr. Devang Bhatt

Email Address: pwmresearch@sparkcapital.in

Compliance Officer (Research Analyst): Mr. Anupam Mohaney

Email Address: pwm.compliance@sparkcapital.in

Compliance Officer: Bansi Sanghvi

Email Address: pwm.compliance@sparkcapital.in

Registered Office: No. 1, 3rd Floor, First Crescent Park Road,

Gandhi Nagar, Adyar,

Chennai 600020

Tel: +91 44 6925 0000

Correspondence Address: Solitaire Corporate Park, Building No 12,

Unit No. 1252, 5th Floor, Andheri - Kurla Rd, Chakala, Andheri East,

Mumbai, Maharashtra 400093

Tel: +91 22 62916700

For any queries email us at: info@sparkcapital.in

DIRECT ON-BOARDING OF CLIENTS: The Company provides the facility for direct on-boarding of clients .i.e. on-boarding of clients without intermediation of distributors. In case of direct on-boarding, no charges except statutory charges shall be levied on clients. To know more, please contact us at pwm.compliance@sparkcapital.in.’

For any Investor Grievance, one may note the respective email addresses as below:

Stock Broking : grievances@sparkcapital.in

Depository Participant : dpgrievances@sparkcapital.in

PMS and Research : investorgrievance.pwm@sparkcapital.in

Compliance Officer (Stock Broking and DP) : Bansi Sanghvi

Email Address: pwm.compliance@sparkcapital.in

Compliance Officer (PMS and Research) : Mr. Anupam Mohaney

Email Address: pwm.compliance@sparkcapital.in

For lodging grievances online with SEBI, visit: https://scores.sebi.gov.in

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